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Regular and Substantive Interaction (RSI)

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Contributors: Jessica Sanchez, Raymundo Garza, and Claudia Vela

Policy

In 2020, the U.S. Department of Education made public updated regulatory definitions of distance education that higher education institutions receiving Title IV funds must comply with in the Distance Education and Innovation Ruling. This site will focus on the federal requirement to meet regular and substantive interaction in distance education.

The U.S. Department of Education requires that all online courses for which students may use Title IV funds (federal financial aid) “ensure that there is regular and substantive interaction between students and instructors.”

Regulations Effective Date: July 1, 2021

Applies to: Distance and competency-based education

Background

The term regular and substantive came about in 2005 due to fraud cases related to correspondence courses. The government was interested in severely limiting financial aid eligibility for these courses to protect the consumer- our students. In 2006, recognizing that online coursework was becoming an increasingly significant part of postsecondary education, Congress decided to distinguish distance education from correspondence courses to remove limitations on distance education programs and make them more accessible to students. The term “regular and substantive interaction” was included in the definition of distance education to help differentiate distance from correspondence courses.

Benefits and Costs of RSI

Benefits:

  1. Student Success
  2. Improved student learning outcomes and retention
  3. Effective teaching
  4. High-quality education
  5. Student access to federal financial aid (Title IV funds)

Cost:

The Department of Education has the authority to review distance learning offerings at colleges and universities that receive federal funds. An institution that offers distance education risks losing funds in student aid if failing to meet the regular and substantive requirements provided by the U.S. Department of Education on Distance Education and Innovation.

Institutions offering more than 50 percent of their total course offerings via correspondence or enrolling more than 50 percent of their students in correspondence courses   are not eligible to participate in Title IV financial aid programs.

Definitions

The definitions come from the US. Department of Education in 34 C.F.R. § 600.2. The intent of updating these definitions is to delineate more clearly between correspondence and distance education courses.

Distance education  means education that uses one or more of the technologies listed in paragraphs (1) through (4) of this definition to deliver instruction to students who are separated from the instructor and to support regular and substantive interaction between the students and the instructor, either   synchronously or asynchronously. The technologies may include –

  1. The internet;
  2. One-way and two-way transmissions through open broadcast, closed circuit, cable, microwave, broadband lines, fiber optics, satellite, or wireless communications devices;
  3. Audio conferencing; or
  4. Other media used in a course in conjunction with any of the technologies listed in paragraphs (1) through (3) of this definition.

Correspondence  is a course provided by an institution under which the institution provides instructional materials, by mail or electronic transmission, including examinations on the materials, to students who are separated from the instructor. Interaction between the instructor and student is limited, is not regular and substantive, and is primarily initiated by the student. Correspondence courses are typically self-paced.

Regular interaction  requires an institution to ensure, “before the student completes a course or competency,” that there is “the opportunity for substantive interactions with the student on a predictable and scheduled basis commensurate with the length of time and the amount of content in the course or competency.” The institution also is responsible for monitoring the student’s academic engagement and success and ensuring that an instructor is responsible for promptly and proactively engaging in substantive interaction with the student when needed based on such monitoring or upon request by the student.

Substantive interaction  is engaging students in teaching, learning, and assessment, consistent with the content under discussion. It must include at least two of five components:

  • Providing direct instruction
  • Assessing or providing feedback on a student’s coursework
  • Providing information or responding to questions about the content of a course or competency
  • Facilitating a group discussion regarding the content of a course or competency
  • Other instructional activities are approved by the institution’s or program’s accrediting agency (such as SACSCOC).

Distance Versus Correspondence Education

Criteria to address RSI

Four criteria need to be addressed to ensure the course meets regular and substantive interaction.

The interaction must be:

Interaction must be provided by the institutional staff who meet accrediting agency standards in the subject matter taught. The definition of instructor has also been updated as an individual responsible for delivering course content and who meets the qualifications for instruction established by an institution's accrediting agency.

This criterion heavily relies on the accrediting agency, in our case, SACSCOC. For more information, please refer to the Faculty Credentials webpage.

Those interactions between students and TA's or Academic Coaches are not considered meeting RSI.

This criterion states that the interaction must be mostly faculty-driven. This does not include interaction that is optional or initiated primarily by the student.

Examples:

  1. Individualized emails.
  2. Personalized feedback on assignments.
  3. Instructor-facilitated discussion forums.
  4. Scheduled virtual office hours.

Faculty Insights

Interaction between students and the instructor is regular (at least once weekly), and interaction is of an academic nature. As explained in its definition, the interaction should occur with reasonable frequency considering the length of time the course is run.

Examples:

  1. Weekly course announcements.
  2. Weekly summaries or highlights of discussion posts.
  3. Regularly schedule online reviews or help sessions.
  4. Office hours at a recurring time each week.

Faculty Insights

This means students are engaged through teaching, learning, and assessment. In addition, the course must involve at least two of the following five activities:    
  1. provide direct instruction.
    • This does not include micro-lectures or recorded webinars.
  2. assessing or providing feedback on a student’s coursework.
    • Limited feedback such as posting "good job" or just entering a numerical grade does not qualify as substantive.
    • Feedback should be meaningful, both when a student is doing well and in areas where they could improve.
  3. providing information or responding to questions about the content course or competency.
  4. facilitating a group discussion regarding the content of a course or competency.
  5. or other instructional activities approved by the institution’s or program’s accrediting agency.

Faculty Insights

Checklist to address RSI

  • The online course is set up in a logically organized manner, including assigned content in weekly/module folders.
  • The online course contains a welcome message.
  • There is a Welcome page or section used within the Start Here/Syllabus area that includes specific time frames describing when to expect feedback for assignments and turnaround time for communication. This time frame for feedback should not be more than 2 weeks and the communication should normally be of 24-48 hours.
  • The syllabus is easily located in the course shell and in the format approved by the Office of Faculty Success and Diversity.
  • The syllabus contains specific time frames describing when to expect feedback for assignments and turnaround time for communication. This time frame for feedback should not be more than 2 weeks and the communication should normally be of 24-48 hours.
  • There is a weekly announcement identifying feedback on assignments, instruction for upcoming assignments, and other course or institutional reminders.
  • Assignments create opportunities within the online course to provide an assessment of learning through substantive feedback comments. Feedback is meaningful, both when a student is doing well, and in areas where they could improve.
  • There is substantial interaction in the form of audio, written, or video.
  • There is at least one assignment per week where substantial feedback from the instructor is provided.
RSI Checklist

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